SEC Form 4 · accession 0000014693-18-000090
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart R Brown
Director
Period of report
Dec 14, 2017
Accepted (ET)
Jun 13, 2018 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jan 4, 2018 | G | 446 | $0.00 | A | 413,482 | D | |
| Class A Common | Jan 9, 2018 | G | 701,650 | $0.00 | A | 1,115,132 | D | |
| Class A Common | Jan 4, 2018 | G | 1,792 | $0.00 | D | 1,113,340 | D | |
| Class B CommonF1 | Jan 9, 2018 | G | 362,302 | $0.00 | A | 990,821 | D | |
| Class B Common | Apr 12, 2018 | G | 681,500 | $0.00 | D | 309,321 | D | |
| Class B CommonF2 | Dec 14, 2017 | G | 420 | $0.00 | A | 9,097 | I | By Spouse |
| Class A CommonF3 | holding | — | — | — | 40,878 | I | 2015 Trust | |
| Class A Common | holding | — | — | — | 36,104 | I | Hedge Street Partners LLC | |
| Class A Common | holding | — | — | — | 228,302 | I | SKCJ Investments LLC | |
| Class B CommonF4 | holding | — | — | — | 22,616 | I | 2015 Trust | |
| Class B CommonF5 | holding | — | — | — | 20,306 | I | Hedge Street Partners LLC | |
| Class B CommonF6 | holding | — | — | — | 126,217 | I | SKCJ Investments LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 420,830 additional shares in the February 2018 stock split and to correct a prior minor mathematical error. All transactions reported on this form that occurred before the stock split are presented on a pre-split basis.
- F2Total has been updated to reflect the acquisition of 1,819 additional shares in the February 2018 stock split.
- F3The reporting person no longer has a reportable beneficial interest in the Child-1 account and Child-2 account included in the reporting person's prior reports.
- F4Total has been updated to reflect the acquisition of 12,698 additional shares in the February 2018 stock split.
- F5Total has been updated to reflect the acquisition of 11,282 additional shares in the February 2018 stock split.
- F6Total has been updated to reflect the acquisition of 70,903 additional shares in the February 2018 stock split.