SEC Form 4 · accession 0000014693-18-000088
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Campbell P Brown
Director
Period of report
May 30, 2018
Accepted (ET)
Jun 13, 2018 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | May 30, 2018 | G | 1,366,618 | $0.00 | D | 242,858 | D | |
| Class A Common | May 30, 2018 | G | 242,858 | $0.00 | D | 0 | D | |
| Class A Common | May 30, 2018 | G | 1,366,618 | $0.00 | A | 1,366,618 | I | CPBee Family 2018 LLC |
| Class A Common | May 30, 2018 | G | 242,858 | $0.00 | A | 242,858 | I | CPBee Endowment 2018 LLC |
| Class A Common | May 30, 2018 | G | 240,429 | $0.00 | D | 242,858 | I | CPBee Endowment 2018 LLC |
| Class A Common | May 30, 2018 | G | 240,429 | $0.00 | A | 242,858 | I | CPBee Endowment 2018 LLC |
| Class A Common | May 30, 2018 | G | 953,901 | $0.00 | D | 963,536 | I | Brown Barker 2013 LLC |
| Class A Common | May 30, 2018 | G | 953,901 | $0.00 | A | 963,536 | I | Brown Barker 2013 LLC |
| Class B CommonF3 | May 30, 2018 | G | 293,986 | $0.00 | D | 720,783 | D | |
| Class B Common | May 30, 2018 | G | 293,986 | $0.00 | A | 293,986 | I | CPBee Endowment 2018 LLC |
| Class B Common | May 30, 2018 | G | 5,340 | $0.00 | D | 30,285 | I | Trust FBO Campbell P. Brown |
| Class B Common | May 30, 2018 | G | 5,340 | $0.00 | A | 299,326 | I | CPBee Endowment 2018 LLC |
| Class B Common | May 30, 2018 | G | 296,333 | $0.00 | D | 299,326 | I | CPBee Endowment 2018 LLC |
| Class B Common | May 30, 2018 | G | 296,333 | $0.00 | A | 299,326 | I | CPBee Endowment 2018 LLC |
| Class B Common | May 30, 2018 | G | 907,817 | $0.00 | D | 916,987 | I | Brown Barker 2013 LLC |
| Class B Common | May 30, 2018 | G | 907,817 | $0.00 | A | 916,987 | I | Brown Barker 2013 LLC |
| Class B CommonF5 | May 30, 2018 | G | 87,284 | $0.00 | D | 88,166 | I | CPBee Charitable 2018 LLC |
| Class B CommonF5 | holding | — | — | — | 88,166 | I | CPBee Sale 2018 LLC | |
| Class A Common | holding | — | — | — | 1,059,108 | I | CPB 2010 #1 LLC | |
| Class A Common | holding | — | — | — | 142,500 | I | Trust FBO Campbell P. Brown | |
| Class A Common | holding | — | — | — | 142,500 | I | Trust FBO Geo Garvin Brown IV (Irrev) | |
| Class B Common | holding | — | — | — | 21,240 | I | By 401k | |
| Class B Common | holding | — | — | — | 45 | I | Child #1 | |
| Class B Common | holding | — | — | — | 45 | I | Child #2 | |
| Class B Common | holding | — | — | — | 264,777 | I | CPB 2010 #1 LLC | |
| Class B Common | holding | — | — | — | 60,543 | I | CPB 2010 #2 LLC | |
| Class B Common | holding | — | — | — | 12,241 | I | ESPP | |
| Class B Common | holding | — | — | — | 35,625 | I | Trust FBO Geo Garvin Brown IV (Irrev) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a gift of LLC interests to a family trust.
- F2Represents a gift of LLC interests to CPBee Family 2018 LLC.
- F3Excludes 88,166 shares that were transferred to CPBee Sale 2018 LLC and 88,166 shares that were transferred to CPBee Charitable 2018 LLC on May 30, 2018.
- F4Represents a gift of LLC interests to a charitable foundation.
- F5Shares were previously owned directly until transfer to the LLC on May 30, 2018.
Remarks
The reporting person disclaims beneficial ownership of shares held by trusts and entities set forth on this form except to the extent of his pecuniary interest therein.