SEC Form 4 · accession 0000014693-18-000086
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John V. Hayes
Officer — SVP, Chief Marketing Officer
Period of report
Apr 6, 2018
Accepted (ET)
Jun 13, 2018 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B CommonF1 | Apr 6, 2018 | G | 8,332 | $0.00 | D | 1,628 | D | |
| Class B CommonF1 | Apr 6, 2018 | G | 8,332 | $0.00 | A | 17,329 | I | Revocable Trust |
| Class B Common | holding | — | — | — | 7,546 | I | By 401k | |
| Class B Common | holding | — | — | — | 34 | I | ESPP | |
| Class B Common | holding | — | — | — | 14,271 | I | Hayes Investments LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total has been adjusted to reflect that shares originally reported as directly held are instead held by a revocable trust.