SEC Form 4 · accession 0000014693-17-000201
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul C Varga
Officer — Chairman & CEO · Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 14, 2017 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common | Dec 14, 2017 | M | 191,522 | $23.20 | A | 191,522 | D | |
| Class B CommonF1 | Dec 14, 2017 | F | 129,948 | $65.34 | D | 61,574 | D | |
| Class B Common | holding | — | — | — | 40,000 | I | Family Trust | |
| Class B Common | holding | — | — | — | 95,804 | I | GRAT | |
| Class B Common | holding | — | — | — | 66,062 | I | PCV Investments LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $23.20 | Dec 14, 2017 | M | 191,522 | D | May 1, 2014 | Apr 30, 2021 | Class B Common | 191,522 | 0 | D |
Explanation of responses
- F1The closing price of BF-B on December 13, 2017 was used to calculate the withholding obligation.