SEC Form 4 · accession 0000014693-17-000189
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John V. Hayes
Officer — SVP, Chief Marketing Officer
Period of report
Oct 23, 2017
Accepted (ET)
Oct 25, 2017 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B CommonF1 | Oct 23, 2017 | S | 9,742 | $56.08 | D | 10,572 | I | Hayes Investments LLC |
| Class B Common | holding | — | — | — | 7,609 | D | ||
| Class B CommonF2 | holding | — | — | — | 5,894 | I | By 401k | |
| Class B CommonF3 | holding | — | — | — | 4 | I | ESPP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person sold these shares pursuant to an irrevocable commitment. The BF-B stock was valued at $56.08 per share.
- F2Number of shares acquired through the issuer's 401(k) plan as of October 25, 2017.
- F3Number of shares acquired through the issuer's employee stock purchase program as of October 25, 2017.