SEC Form 4 · accession 0000014693-17-000181
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew E Hamel
Officer — EVP, Gen Counsel and Secretary
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Sep 6, 2017 | P | 250 | $56.368 | A | 23,139 | D | |
| Class B CommonF1,F2 | Sep 6, 2017 | P | 133 | $53.9345 | A | 17,097 | D | |
| Class A CommonF3 | holding | — | — | — | 0 | I | DRIP | |
| Class B CommonF4 | holding | — | — | — | 11,756 | I | By 401k | |
| Class B CommonF5 | holding | — | — | — | 906 | I | ESPP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.933 to $53.935, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Total updated to correct mathematical error.
- F3Number of shares acquired through the issuer's dividend reinvestment plan as of September 6, 2017.
- F4Number of shares acquired through the issuer's 401(k) plan as of September 6, 2017.
- F5Number of shares acquired through the issuer's employee stock purchase program as of September 6, 2017.