SEC Form 4 · accession 0000014693-17-000071
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawson E Whiting
Officer — EVP, Chief Brands & Strategy
Period of report
Apr 30, 2017
Accepted (ET)
May 2, 2017 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1,F2 | Apr 30, 2017 | F | 1,095 | $48.06 | D | 1,986 | D | |
| Class A CommonF3 | holding | — | — | — | 3 | I | DRIP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 1,095 shares of Class A common stock.
- F2The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation.
- F3Number of shares acquired through the issuer's dividend reinvestment plan as of May 2, 2017.