SEC Form 4 · accession 0000014693-17-000047
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J McCauley Brown
10% Owner
Period of report
Dec 28, 2016
Accepted (ET)
Mar 28, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Dec 28, 2016 | G | 146,749 | $0.00 | D | 46,647 | I | Spouse GRAT |
| Class A Common | Dec 28, 2016 | G | 132,011 | $0.00 | A | 132,445 | I | By Spouse |
| Class A Common | Dec 28, 2016 | G | 14,738 | $0.00 | A | 116,146 | I | By Spouse Irrev Trust |
| Class A Common | Dec 30, 2016 | G | 110,241 | $0.00 | D | 22,204 | I | By Spouse |
| Class A Common | Dec 30, 2016 | G | 110,241 | $0.00 | A | 156,888 | I | Spouse GRAT |
| Class A Common | Jan 3, 2017 | G | 13,885 | $0.00 | D | 8,319 | I | By Spouse |
| Class A Common | Jan 3, 2017 | G | 13,885 | $0.00 | A | 17,589 | D | |
| Class A Common | holding | — | — | — | 1,961,790 | I | By Brown Ventures, LLC | |
| Class A Common | holding | — | — | — | 22,920 | I | By IRA | |
| Class A Common | holding | — | — | — | 363,880 | I | By JMB Irrev Trust | |
| Class A Common | holding | — | — | — | 353,796 | I | By MAE LLC | |
| Class A Common | holding | — | — | — | 7,850 | I | By Spray Trust | |
| Class A Common | holding | — | — | — | 2,000 | I | Crummey Trust | |
| Class A Common | holding | — | — | — | 33,855 | I | Williams Trust |
Table II — derivative securities
No Table II lines on this filing.