SEC Form 4 · accession 0000014693-17-000039

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

George Garvin Brown IV

Director

Period of report

Mar 23, 2017

Accepted (ET)

Mar 27, 2017 · 8:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class B Common^F1	Sep 13, 2016	G	1,200	$0.00	A	7,390	I	Crummey Trust
Class A Common^F2	Feb 13, 2017	G	3,645	$0.00	D	112,029	D
Class A Common^F3	Feb 13, 2017	G	3,070	$0.00	A	18,012	I	Spouse's trust
Class A Common^F4	Feb 13, 2017	G	1,150	$0.00	A	15,842	I	Crummey Trust
Class A Common^F5,F6	Mar 23, 2017	J	3,000,000	—	D	2,160,472	I	GGB4 2012 LP
Class A Common^F7	holding	—	—		—	20,380	I	2010 GRAT
Class A Common^F8	holding	—	—		—	208,914	I	2012 GRAT
Class A Common^F9	holding	—	—		—	23,240	I	GGB IV CLAT
Class A Common^F10	holding	—	—		—	1,059,108	I	GGB4 2010 #1 LP
Class A Common^F11	holding	—	—		—	992	I	GGB4 2010#2 LLC
Class A Common^F12	holding	—	—		—	95,250	I	Sullivan Street Partners
Class B Common^F13	holding	—	—		—	554,445	D
Class B Common^F14	holding	—	—		—	34,836	I	2010 GRAT
Class B Common^F15	holding	—	—		—	25,960	I	By 401k
Class B Common^F16	holding	—	—		—	0	I	CBGB LLC
Class B Common^F17	holding	—	—		—	156,600	I	GGB4 2010#2 LLC
Class B Common^F18	holding	—	—		—	510,337	I	GGB4 2012 LP
Class B Common^F19	holding	—	—		—	5,946	I	Spouse's trust

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Reflects the acquisition of 3,095 additional shares in the August 2016 stock split.
F10Reflects the acquisition of 529,554 additional shares in the August 2016 stock split.
F11Reflects the acquisition of 496 additional shares in the August 2016 stock split.
F12Reflects the acquisition of 47,625 additional shares in the August 2016 stock split.
F13Reflects the acquisition of 275,850 additional shares in the August 2016 stock split. In addition, on September 14, 2016, CBGB LLC made a pro rata distribution of 2,746 Class B shares to the reporting person.
F14Reflects the acquisition of 17,418 additional shares in the August 2016 stock split.
F15Total updated to reflect shares acquired in the August 2016 stock split.
F16Reflects the acquisition of 2,746 additional shares in the August 2016 stock split. Total also updated to reflect the distribution of all shares on September 14, 2016.
F17Reflects the acquisition of 78,300 additional shares in the August 2016 stock split.
F18Reflects the acquisition of 255,168 additional shares in the August 2016 stock split.
F19Reflects the acquisition of 2,973 additional shares in the August 2016 stock split.
F2Reflects the acquisition of 57,837 additional shares in the August 2016 stock split.
F3Reflects the acquisition of 7,471 additional shares in the August 2016 stock split.
F4Reflects the acquisition of 7,346 additional shares in the August 2016 stock split.
F5Reflects contribution of shares to a limited liability company.
F6Reflects the acquisition of 2,580,236 additional shares in the August 2016 stock split.
F7Reflects the acquisition of 10,190 additional shares in the August 2016 stock split.
F8Reflects the acquisition of 104,457 additional shares in the August 2016 stock split.
F9Reflects the acquisition of 11,620 additional shares in the August 2016 stock split.