SEC Form 4 · accession 0000014693-17-000036
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Augusta Brown Holland
Director · 10% Owner
Period of report
Mar 23, 2017
Accepted (ET)
Mar 27, 2017 · 8:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Mar 23, 2017 | G | 15,000 | $0.00 | D | 1,017,701 | D | |
| Class A Common | holding | — | — | — | 482,284 | I | ABH GRAT 2007 | |
| Class A Common | holding | — | — | — | 84,308 | I | ABH GRAT 2011 | |
| Class A Common | holding | — | — | — | 5,033 | I | By Spouse | |
| Class A Common | holding | — | — | — | 41,374 | I | CLB Trust fbo Child-1 | |
| Class A Common | holding | — | — | — | 43,456 | I | CLB Trust fbo Child-2 | |
| Class A Common | holding | — | — | — | 43,456 | I | CLB Trust fbo Child-3 | |
| Class A Common | holding | — | — | — | 40,878 | I | Trust fbo Augusta Holland | |
| Class A Common | holding | — | — | — | 7,849 | I | Trust fbo Child-1 | |
| Class A Common | holding | — | — | — | 5,767 | I | Trust fbo Child-2 | |
| Class A Common | holding | — | — | — | 5,767 | I | Trust fbo Child-3 |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of her pecuniary interest therein. The reporting person is no longer reporting beneficial ownership of shares held by the following entities because she does not have a pecuniary interest in them: CLB 2012 Trust; CLB Grandchildren Eq. Tr; Eleanor Lee Trusts; Hebe Three Limited Partnership; OB2 Marital Trust; OB2 Reverse QTIP Trust; OB3 GST Exempt Trust; OB3 GST Non-Exempt Trust; Olympus Three LLC; Trust fbo Barzun Children; and Trust fbo Children.