SEC Form 4 · accession 0000014693-17-000034
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marshall Farrer
Director
Period of report
Mar 23, 2017
Accepted (ET)
Mar 27, 2017 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1,F2 | Nov 22, 2016 | G | 3,000 | $0.00 | D | 1,758 | I | Albrecht Trust |
| Class A CommonF3,F2 | Nov 22, 2016 | G | 2,516 | $0.00 | D | 1,000 | I | Garvin Brown II Trust |
| Class A CommonF5 | Mar 23, 2017 | J | 630 | $0.00 | D | 0 | D | |
| Class B CommonF6,F7 | holding | — | — | — | 50 | D | ||
| Class B CommonF7 | holding | — | — | — | 185,000 | I | Madison Land LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 2,379 additional shares.
- F2The reporting person will no longer report the shares held by this trust on future forms because he ceased to have a pecuniary interest in them on March 6, 2017.
- F3Reflects the acquisition of 1,758 additional shares in the August 2016 stock split.
- F4Reflects contribution of shares to a limited liability company.
- F5Reflects the acquisition of 315 additional shares in the August 2016 stock split.
- F6Reflects the acquisition of 116 additional shares in the August 2016 stock split.
- F7On February 20, 2017, the reporting person contributed 182 BFB to Madison Land LLC. The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of his pecuniary interest therein.