SEC Form 4 · accession 0000014693-17-000028

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Brooke Brown Barzun

10% Owner

Period of report

Mar 17, 2017

Accepted (ET)

Mar 21, 2017 · 7:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Class A Common	holding	—	—	—	1,770	I	OB2 Marital Trust
Class B Common	holding	—	—	—	404,678	I	OB2 Marital Trust
Class A Common	holding	—	—	—	24	I	OB2 Reverse QTIP Trust
Class B Common	holding	—	—	—	102,896	I	OB2 Reverse QTIP Trust
Class A Common	holding	—	—	—	175,964	I	OB3 GST Exempt Trust
Class B Common	holding	—	—	—	190,970	I	OB3 GST Exempt Trust
Class A Common	holding	—	—	—	12,517	I	OB3 GST Non-Exempt Trust
Class A Common	holding	—	—	—	6,660,230	I	Olympus Three LLC
Class A Common	holding	—	—	—	40,878	I	Trust fbo Brooke Barzun
Class B Common	holding	—	—	—	10,218	I	Trust fbo Brooke Barzun
Class A Common	holding	—	—	—	9,763	I	Trust fbo Child-1
Class B Common	holding	—	—	—	990	I	Trust fbo Child-1
Class A Common	holding	—	—	—	17,391	I	Trust fbo Child-2
Class B Common	holding	—	—	—	2,898	I	Trust fbo Child-2
Class A Common	holding	—	—	—	17,391	I	Trust fbo Child-3
Class B Common	holding	—	—	—	2,898	I	Trust fbo Child-3
Class B Common	holding	—	—	—	374	I	UTMA-1
Class B Common	holding	—	—	—	1,124	I	UTMA-2
Class B Common	holding	—	—	—	1,124	I	UTMA-3
Class A Common	holding	—	—	—	26,126	I	Woodford Partners Kentucky, LLC

Table II — derivative securities

No Table II lines on this filing.

Remarks

The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of her pecuniary interest therein.