SEC Form 4 · accession 0000014693-17-000026

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Brooke Brown Barzun

10% Owner

Period of report

Mar 17, 2017

Accepted (ET)

Mar 21, 2017 · 7:23 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class B Common^F1	Jan 12, 2017	G	157,000	$0.00	D	24,546	I	CLB 2012 Trust
Class B Common^F2	Mar 17, 2017	G	212,850	$0.00	D	22,270	I	CLB 2012 Trust
Class B Common^F3	Mar 17, 2017	J	2,150	—	D	23,640	I	Eleanor Lee Trusts
Class B Common^F4	holding	—	—		—	12,907,116	I	Olympus Three LLC
Class B Common^F4	holding	—	—		—	28,457	I	BBB 2011 GRAT
Class B Common^F4	holding	—	—		—	93,799	D
Class A Common	holding	—	—		—	472,375	D
Class A Common	holding	—	—		—	253,896	I	BBB 2002 GRAT
Class B Common	holding	—	—		—	45,794	I	BBB 2002 GRAT
Class A Common	holding	—	—		—	19,626	I	BBB 2010 GRAT
Class A Common	holding	—	—		—	83,496	I	BBB 2011 GRAT
Class A Common	holding	—	—		—	411,337	I	BBB Revocable Trust
Class B Common	holding	—	—		—	34,500	I	BBB Revocable Trust
Class A Common	holding	—	—		—	7,575	I	By Spouse
Class B Common	holding	—	—		—	1,892	I	By Spouse
Class A Common	holding	—	—		—	4,580	I	CLB 2012 Trust
Class A Common	holding	—	—		—	62,984	I	CLB Grandchildren Eq. Tr.
Class B Common	holding	—	—		—	41,610	I	CLB Grandchildren Eq. Tr.
Class A Common	holding	—	—		—	39,460	I	CLB Trust fbo Child-1
Class B Common	holding	—	—		—	23,498	I	CLB Trust fbo Child-1
Class A Common	holding	—	—		—	31,832	I	CLB Trust fbo Child-2
Class B Common	holding	—	—		—	21,590	I	CLB Trust fbo Child-2
Class A Common	holding	—	—		—	31,832	I	CLB Trust fbo Child-3
Class B Common	holding	—	—		—	21,590	I	CLB Trust fbo Child-3
Class A Common	holding	—	—		—	36	I	Eleanor Lee Trusts
Class A Common	holding	—	—		—	723,110	I	Guilford-Brown LP
Class A Common	holding	—	—		—	300,000	I	Hackberry 2010 LLC
Class B Common	holding	—	—		—	1,092	I	Hebe Exempt Trust
Class A Common	holding	—	—		—	633,674	I	Hebe Three Limited Partnership
Class B Common	holding	—	—		—	430,568	I	Hebe Three Limited Partnership

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017.
F2Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017.
F3On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B Shares in exchange for an interest in a limited liability company.
F4Total has been updated to reflect pro rata distributions of Class B shares made by Olympus Three, LLC on January 12, 2017 and March 17, 2017.

Remarks

The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of her pecuniary interest therein.