SEC Form 4 · accession 0000014693-17-000024
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Owsley Brown III
10% Owner
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | holding | — | — | — | 6,660,230 | I | Olympus Three LLC | |
| Class A Common | holding | — | — | — | 21,579 | I | Trust fbo Child-1 | |
| Class B Common | holding | — | — | — | 3,944 | I | Trust fbo Child-1 | |
| Class A Common | holding | — | — | — | 21,195 | I | Trust fbo Child-2 | |
| Class B Common | holding | — | — | — | 3,848 | I | Trust fbo Child-2 | |
| Class A Common | holding | — | — | — | 6,745 | I | Trust fbo Child-3 | |
| Class B Common | holding | — | — | — | 234 | I | Trust fbo Child-3 | |
| Class A Common | holding | — | — | — | 40,878 | I | Trust fbo Owsley Brown III | |
| Class B Common | holding | — | — | — | 10,218 | I | Trust fbo Owsley Brown III | |
| Class A Common | holding | — | — | — | 5,533 | I | Trust fbo Victoire Brown | |
| Class B Common | holding | — | — | — | 1,424 | I | Trust fbo Victoire Brown | |
| Class A Common | holding | — | — | — | 26,126 | I | Woodford Partners California, LLC |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of his pecuniary interest therein.