SEC Form 4 · accession 0000014693-17-000020
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christina Lee Brown
10% Owner
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 7:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B CommonF1 | Jan 12, 2017 | G | 157,000 | $0.00 | A | 157,975 | D | |
| Class B CommonF2 | Mar 17, 2017 | G | 212,850 | $0.00 | A | 160,251 | D | |
| Class B CommonF3 | holding | — | — | — | 215,000 | I | Harmony Fields 2017, LLC | |
| Class B CommonF4 | holding | — | — | — | 12,907,116 | I | Olympus Three LLC | |
| Class B CommonF4 | holding | — | — | — | 706,206 | I | Polaris LLC | |
| Class A Common | holding | — | — | — | 498,741 | D | ||
| Class A Common | holding | — | — | — | 6,660,230 | I | Olympus Three LLC | |
| Class B Common | holding | — | — | — | 124,808 | I | Blue Heron Holdings LLC | |
| Class B Common | holding | — | — | — | 3,960 | I | Christina Brown IRA | |
| Class B Common | holding | — | — | — | 252,386 | I | Owsley Brown II 1994 GRAT | |
| Class A Common | holding | — | — | — | 1,009,550 | I | Owsley Brown II 1994 GRAT | |
| Class A Common | holding | — | — | — | 2,554,200 | I | Polaris LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017.
- F2Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017, and to reflect the reporting person's contribution of 212,850 Class B shares to Harmony Fields 2017, LLC, for which the reporting person serves as manager.
- F3Total has been updated to reflect the reporting person's contribution of 212,850 Class B shares to Harmony Fields 2017, LLC, for which the reporting person serves as manager.
- F4Total has been updated to reflect pro rata distributions of Class B shares made by Olympus Three, LLC on January 12, 2017 and March 17, 2017.
Remarks
The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of her pecuniary interest therein.