SEC Form 4 · accession 0000014693-16-000262

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Owsley Brown III

10% Owner

Period of report

Dec 22, 2016

Accepted (ET)

Dec 27, 2016 · 6:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common^F1	Oct 10, 2016	G	283	$0.00	A	2,749	D
Class A Common	Oct 10, 2016	G	1,801	$0.00	D	948	D
Class A Common^F2	Oct 10, 2016	G	283	$0.00	A	21,579	I	Trust fbo Child-1
Class A Common^F3	Oct 10, 2016	G	283	$0.00	A	21,195	I	Trust fbo Child-2
Class A Common^F4	Oct 10, 2016	G	283	$0.00	A	6,745	I	Trust fbo Child-3
Class A Common^F5	Oct 10, 2016	G	283	$0.00	A	5,533	I	Trust fbo Victoire Brown
Class A Common	Dec 22, 2016	J	643,090	$46.51	A	644,038	D
Class B Common^F7	holding	—	—		—	1,124	I	c/f Child-1
Class B Common^F7	holding	—	—		—	1,124	I	c/f Child-2
Class A Common^F8	holding	—	—		—	4,580	I	CLB 2012 Trust
Class B Common^F9	holding	—	—		—	91,342	I	CLB 2012 Trust
Class B Common^F10	holding	—	—		—	41,610	I	CLB Grandchildren Eq. Tr.
Class A Common^F11	holding	—	—		—	62,984	I	CLB Grandchildren Eq. Tr.
Class B Common^F12,F13	holding	—	—		—	24,254	I	CLB Trust fbo Child-3
Class A Common^F14,F13	holding	—	—		—	42,478	I	CLB Trust fbo Child-3
Class B Common^F15,F16	holding	—	—		—	20,640	I	CLB Trust fbo Child-2
Class A Common^F17,F16	holding	—	—		—	28,028	I	CLB Trust fbo Child-2
Class B Common^F18,F19	holding	—	—		—	20,544	I	CLB Trust fbo Child-1
Class A Common^F20,F19	holding	—	—		—	27,644	I	CLB Trust fbo Child-1
Class A Common^F21	holding	—	—		—	36	I	Eleanor Lee Trusts
Class B Common^F22	holding	—	—		—	25,790	I	Eleanor Lee Trusts
Class A Common^F23	holding	—	—		—	103,746	I	GRAT #1
Class A Common^F24	holding	—	—		—	67,292	I	GRAT #2
Class B Common^F25	holding	—	—		—	1,092	I	Hebe Exempt Trust
Class B Common^F26	holding	—	—		—	430,568	I	Hebe Three Limited Partnership

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 1,233 additional shares.
F10Reflects the acquisition of 20,805 additional shares in the August 2016 stock split.
F11Reflects the acquisition of 31,492 additional shares in the August 2016 stock split.
F12Reflects the acquisition of 12,127 additional shares in the August 2016 stock split.
F13Formerly known as CLB Trust fbo Catalina Brown.
F14Reflects the acquisition of 21,239 additional shares in the August 2016 stock split.
F15Reflects the acquisition of 10,320 additional shares in the August 2016 stock split.
F16Formerly known as CLB Trust fbo Chiara Brown.
F17Reflects the acquisition of 14,014 additional shares in the August 2016 stock split.
F18Reflects the acquisition of 10,272 additional shares in the August 2016 stock split.
F19Formerly known as CLB Trust fbo William Brown.
F2Reflects the acquisition of 10,648 additional shares in the August 2016 stock split.
F20Reflects the acquisition of 13,822 additional shares in the August 2016 stock split.
F21Reflects the acquisition of 18 additional shares in the August 2016 stock split.
F22Reflects the acquisition of 12,895 additional shares in the August 2016 stock split.
F23Reflects the acquisition of 51,873 additional shares in the August 2016 stock split.
F24Reflects the acquisition of 33,646 additional shares in the August 2016 stock split.
F25Reflects the acquisition of 546 additional shares in the August 2016 stock split.
F26Reflects the acquisition of 215,284 additional shares in the August 2016 stock split.
F3Reflects the acquisition of 10,456 additional shares in the August 2016 stock split.
F4Reflects the acquisition of 3,231 additional shares in the August 2016 stock split.
F5Reflects the acquisition of 2,625 additional shares in the August 2016 stock split.
F6On December 22, 2016, a limited partnership transferred 643,090 Class A shares to the reporting person as a partial redemption of the reporting person's interest in the partnership.
F7Reflects the acquisition of 562 additional shares in the August 2016 stock split.
F8Reflects the acquisition of 2,290 additional shares in the August 2016 stock split.
F9Reflects the acquisition of 45,671 additional shares in the August 2016 stock split.

Remarks

1st of 2 Forms