SEC Form 4 · accession 0000014693-16-000261

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Oct 10, 2016

Accepted (ET)

Dec 27, 2016 · 6:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common^F1	Oct 10, 2016	G	4,245	$0.00	D	498,741	D
Class B Common^F2	holding	—	—		—	124,808	I	Blue Heron Holdings LLC
Class B Common^F3	holding	—	—		—	3,960	I	Christina Brown IRA
Class A Common^F4	holding	—	—		—	6,660,230	I	Olympus Three LLC
Class B Common^F5	holding	—	—		—	13,407,282	I	Olympus Three LLC
Class B Common^F6	holding	—	—		—	252,386	I	Owsley Brown II 1994 GRAT
Class A Common^F7	holding	—	—		—	1,009,550	I	Owsley Brown II 1994 GRAT
Class B Common^F8	holding	—	—		—	687,200	I	Polaris LLC
Class A Common^F9	holding	—	—		—	2,554,200	I	Polaris LLC

No Table II lines on this filing.

F1In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 251,493 additional shares.
F2Reflects the acquisition of 62,404 additional shares in the August 2016 stock split.
F3Reflects the acquisition of 1,980 additional shares in the August 2016 stock split.
F4Reflects the acquisition of 3,330,114 additional shares in the August 2016 stock split.
F5Reflects the acquisition of 6,703,641 additional shares in the August 2016 stock split.
F6Reflects the acquisition of 126,193 additional shares in the August 2016 stock split.
F7Reflects the acquisition of 504,775 additional shares in the August 2016 stock split.
F8Reflects the acquisition of 343,600 additional shares in the August 2016 stock split.
F9Reflects the acquisition of 1,277,100 additional shares in the August 2016 stock split.