SEC Form 4 · accession 0000014693-16-000221

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Chief Accounting Officer

Period of report

Jul 28, 2016

Accepted (ET)

Aug 1, 2016 · 3:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class B Common	holding	—	—		—	694	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right^F1	$98.01	Jul 28, 2016	A	7,128	A	May 1, 2019	Apr 30, 2026	Class B Common	7,128	7,128	D
Stock Appreciation Right	$33.76	holding	—	—	—	May 1, 2010	Apr 30, 2017	Class B Common	2,637	2,637	D
Stock Appreciation Right	$35.51	holding	—	—	—	May 1, 2011	Apr 30, 2018	Class B Common	2,422	2,422	D
Stock Appreciation Right	$27.05	holding	—	—	—	May 1, 2012	Apr 30, 2019	Class B Common	4,728	4,728	D
Stock Appreciation Right	$38.43	holding	—	—	—	May 1, 2013	Apr 30, 2020	Class B Common	3,969	3,969	D
Stock Appreciation Right	$46.40	holding	—	—	—	May 1, 2014	Apr 30, 2021	Class B Common	3,739	3,739	D
Stock Appreciation Right	$58.70	holding	—	—	—	May 1, 2015	Apr 30, 2022	Class B Common	3,474	3,474	D
Stock Appreciation Right	$72.42	holding	—	—	—	May 1, 2016	Apr 30, 2023	Class B Common	5,762	5,762	D
Stock Appreciation Right	$91.97	holding	—	—	—	May 1, 2017	Apr 30, 2024	Class B Common	4,446	4,446	D
Stock Appreciation Right	$102.25	holding	—	—	—	May 1, 2018	Apr 30, 2025	Class B Common	5,214	5,214	D