SEC Form 4 · accession 0000014693-16-000177

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Owsley Brown III

10% Owner

Period of report

May 18, 2016

Accepted (ET)

Jul 15, 2016 · 12:48 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common	May 18, 2016	W	897	$0.00	A	897	I	Owsley Brown II Estate
Class B Common	May 18, 2016	W	611	$0.00	A	611	I	Owsley Brown II Estate
Class A Common	Jun 14, 2016	G	164,780	$0.00	D	31,492	I	CLB Grandchildren Eq. Tr.
Class B Common	Jun 14, 2016	G	101,880	$0.00	D	20,805	I	CLB Grandchildren Eq. Tr.
Class A Common	Jun 14, 2016	G	14,014	$0.00	A	14,014	I	CLB Trust fbo Chiara Brown
Class B Common	Jun 14, 2016	G	10,320	$0.00	A	10,320	I	CLB Trust fbo Chiara Brown
Class A Common	Jun 14, 2016	G	13,822	$0.00	A	13,822	I	CLB Trust fbo William Brown
Class B Common	Jun 14, 2016	G	10,272	$0.00	A	10,272	I	CLB Trust fbo William Brown
Class A Common	Jun 14, 2016	G	21,239	$0.00	A	21,239	I	CLB Trust fbo Catalina Brown
Class B Common	Jun 14, 2016	G	12,127	$0.00	A	12,127	I	CLB Trust fbo Catalina Brown
Class A Common^F1	Jul 12, 2016	W	885	$0.00	A	885	I	OB2 Marital Trust
Class B Common^F1	Jul 12, 2016	W	603	$0.00	A	202,339	I	OB2 Marital Trust
Class A Common^F2	Jul 12, 2016	W	12	$0.00	A	12	I	OB2 Reverse QTIP Trust
Class B Common^F2	Jul 12, 2016	W	8	$0.00	A	51,448	I	OB2 Reverse QTIP Trust
Class A Common	Jul 12, 2016	W	897	$0.00	D	0	I	Owsley Brown II Estate
Class B Common	Jul 12, 2016	W	611	$0.00	D	0	I	Owsley Brown II Estate
Class A Common	holding	—	—		—	1,233	D
Class B Common	holding	—	—		—	6,703,641	I	Olympus Three LLC
Class B Common	holding	—	—		—	45,671	I	CLB 2012 Trust
Class B Common	holding	—	—		—	1,924	I	Trust fbo Child-2
Class A Common	holding	—	—		—	10,648	I	Trust fbo Child-1
Class A Common	holding	—	—		—	33,646	I	GRAT #2
Class A Common	holding	—	—		—	20,439	I	Trust fbo Owsley Brown III
Class B Common	holding	—	—		—	562	I	c/f Child-2
Class B Common	holding	—	—		—	117	I	Trust fbo Child-3
Class B Common	holding	—	—		—	712	I	Trust fbo Victoire Brown
Class A Common	holding	—	—		—	2,290	I	CLB 2012 Trust
Class A Common	holding	—	—		—	13,063	I	Woodford Partners California, LLC
Class A Common	holding	—	—		—	51,873	I	GRAT #1

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Formerly known as the GST Non-Exempt QTIP Trust.
F2Formerly known as the GST Exempt QTIP Trust.