SEC Form 4 · accession 0000014693-16-000175

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Brooke Brown Barzun

10% Owner

Period of report

May 18, 2016

Accepted (ET)

Jul 15, 2016 · 12:46 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common	May 18, 2016	W	897	$0.00	A	897	I	Owsley Brown II Estate
Class B Common	May 18, 2016	W	611	$0.00	A	611	I	Owsley Brown II Estate
Class A Common	Jun 14, 2016	G	164,780	$0.00	D	31,492	I	CLB Grandchildren Eq. Tr.
Class B Common	Jun 14, 2016	G	101,880	$0.00	D	20,805	I	CLB Grandchildren Eq. Tr.
Class A Common	Jun 14, 2016	G	15,916	$0.00	A	15,916	I	CLB Trust fbo Jacques Barzun
Class B Common	Jun 14, 2016	G	10,795	$0.00	A	10,795	I	CLB Trust fbo Jacques Barzun
Class A Common	Jun 14, 2016	G	15,916	$0.00	A	15,916	I	CLB Trust fbo Eleanor Barzun
Class B Common	Jun 14, 2016	G	10,795	$0.00	A	10,795	I	CLB Trust fbo Eleanor Barzun
Class A Common	Jun 14, 2016	G	19,730	$0.00	A	19,730	I	CLB Trust fbo Charles Barzun
Class B Common	Jun 14, 2016	G	11,749	$0.00	A	11,749	I	CLB Trust fbo Charles Barzun
Class A Common^F1	Jul 12, 2016	W	12	$0.00	A	12	I	OB2 Reverse QTIP Trust
Class B Common^F1	Jul 12, 2016	W	8	$0.00	A	51,448	I	OB2 Reverse QTIP Trust
Class A Common^F2	Jul 12, 2016	W	885	$0.00	A	885	I	OB2 Marital Trust
Class B Common^F2	Jul 12, 2016	W	603	$0.00	A	202,339	I	OB2 Marital Trust
Class A Common	Jul 12, 2016	W	897	$0.00	D	0	I	Owsley Brown II Estate
Class B Common	Jul 12, 2016	W	611	$0.00	D	0	I	Owsley Brown II Estate
Class A Common	holding	—	—		—	237,088	D
Class B Common	holding	—	—		—	27,381	D
Class A Common	holding	—	—		—	316,837	I	Hebe Three Limited Partnership
Class B Common	holding	—	—		—	187	I	UTMA-1
Class B Common	holding	—	—		—	562	I	UTMA-2
Class B Common	holding	—	—		—	45,671	I	CLB 2012 Trust
Class A Common	holding	—	—		—	740,610	I	Guilford-Brown LP
Class B Common	holding	—	—		—	6,703,641	I	Olympus Three LLC
Class B Common	holding	—	—		—	22,897	I	BBB 2002 GRAT
Class B Common	holding	—	—		—	95,485	I	OB3 GST Exempt Trust
Class A Common	holding	—	—		—	30,472	I	OB3 GST Exempt Trust
Class A Common	holding	—	—		—	18	I	Eleanor Lee Trusts

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Formerly known as the GST Exempt QTIP Trust.
F2Formerly known as the GST Non-Exempt QTIP Trust.