SEC Form 4/A · accession 0000014693-16-000172
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Augusta Brown Holland
Director · 10% Owner
Period of report
Dec 7, 2015
Accepted (ET)
Jul 15, 2016 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B CommonF1 | holding | — | — | — | 52,036 | D | ||
| Class B CommonF1 | holding | — | — | — | 5,109 | I | Trust fbo Augusta Holland | |
| Class A CommonF1 | holding | — | — | — | 20,439 | I | Trust fbo Augusta Holland |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amended to add previously reported holdings that were inadvertently omitted. In addition, the form is amended to delete inadvertently listed holdings of 44,301 Class A shares by Birdnest 2006 Ltd. and 115,000 Class A shares and 95,974 Class B shares by Trust fbo Children.