SEC Form 4 · accession 0000014693-16-000121

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP/Pres. Jack Daniel's Brands

Period of report

Apr 30, 2016

Accepted (ET)

May 3, 2016 · 8:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common^F1,F2	Apr 30, 2016	F	3,045	$103.71	D	28,762	D
Class B Common	holding	—	—		—	12,732	D
Class B Common	holding	—	—		—	27	I	By Son

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right	$102.25	holding	—	—	—	May 1, 2018	Apr 30, 2025	Class B Common	11,150	11,150	D
Stock Appreciation Right	$91.97	holding	—	—	—	May 1, 2017	Apr 30, 2024	Class B Common	13,677	13,677	D
Stock Appreciation Right	$72.42	holding	—	—	—	May 1, 2016	Apr 30, 2023	Class B Common	15,971	15,971	D
Stock Appreciation Right	$38.43	holding	—	—	—	May 1, 2013	Apr 30, 2020	Class B Common	20,455	20,455	D
Stock Appreciation Right	$46.40	holding	—	—	—	May 1, 2014	Apr 30, 2021	Class B Common	23,144	23,144	D
Stock Appreciation Right	$27.05	holding	—	—	—	May 1, 2012	Apr 30, 2019	Class B Common	23,437	23,437	D
Stock Appreciation Right	$58.70	holding	—	—	—	May 1, 2015	Apr 30, 2022	Class B Common	24,859	24,859	D

F1To satisfy withholding obligations associated with the July 26, 2012 grant of Class A common stock that vested on April 30, 2016, the reporting person surrendered 3,045 shares of Class A common stock.
F2The closing price of BF-A ($103.71) on April 29, 2016 was used to calculate the withholding obligation.