SEC Form 4 · accession 0000014693-16-000091
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Owsley Brown III
10% Owner
Period of report
Dec 8, 2015
Accepted (ET)
Mar 31, 2016 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Dec 8, 2015 | G | 125 | $0.00 | A | 1,233 | D | |
| Class A Common | Dec 8, 2015 | G | 125 | $0.00 | A | 2,625 | I | Trust fbo Victoire Brown |
| Class A Common | Dec 8, 2015 | G | 125 | $0.00 | A | 10,648 | I | Trust fbo Child-1 |
| Class A Common | Dec 8, 2015 | G | 125 | $0.00 | A | 10,456 | I | Trust fbo Child-2 |
| Class A Common | Dec 8, 2015 | G | 125 | $0.00 | A | 3,231 | I | Trust fbo Child-3 |
| Class B Common | holding | — | — | — | 562 | I | c/f Child-1 | |
| Class B Common | holding | — | — | — | 562 | I | c/f Child-2 | |
| Class A Common | holding | — | — | — | 2,290 | I | CLB 2012 Trust | |
| Class B Common | holding | — | — | — | 45,671 | I | CLB 2012 Trust | |
| Class A Common | holding | — | — | — | 196,272 | I | CLB Grandchildren Eq. Tr. | |
| Class B Common | holding | — | — | — | 122,685 | I | CLB Grandchildren Eq. Tr. | |
| Class A Common | holding | — | — | — | 18 | I | Eleanor Lee Trusts | |
| Class B Common | holding | — | — | — | 12,895 | I | Eleanor Lee Trusts | |
| Class A Common | holding | — | — | — | 51,873 | I | GRAT #1 | |
| Class A Common | holding | — | — | — | 33,646 | I | GRAT #2 | |
| Class B Common | holding | — | — | — | 51,440 | I | GST Exempt QTIP Trust | |
| Class B Common | holding | — | — | — | 201,736 | I | GST Non-Exempt QTIP Trust | |
| Class B Common | holding | — | — | — | 546 | I | Hebe Exempt Trust | |
| Class A Common | holding | — | — | — | 316,837 | I | Hebe Three Limited Partnership | |
| Class B Common | holding | — | — | — | 215,284 | I | Hebe Three Limited Partnership | |
| Class A Common | holding | — | — | — | 3,330,115 | I | Olympus Three LLC | |
| Class B Common | holding | — | — | — | 6,703,641 | I | Olympus Three LLC | |
| Class B Common | holding | — | — | — | 1,972 | I | Trust fbo Child-1 | |
| Class B Common | holding | — | — | — | 1,924 | I | Trust fbo Child-2 | |
| Class B Common | holding | — | — | — | 117 | I | Trust fbo Child-3 | |
| Class A Common | holding | — | — | — | 20,439 | I | Trust fbo Owsley Brown III | |
| Class B Common | holding | — | — | — | 5,109 | I | Trust fbo Owsley Brown III | |
| Class B Common | holding | — | — | — | 712 | I | Trust fbo Victoire Brown | |
| Class A Common | holding | — | — | — | 13,063 | I | Woodford Partners California, LLC |
Table II — derivative securities
No Table II lines on this filing.