SEC Form 4 · accession 0000014693-16-000089
BROWN FORMAN CORP · BF-A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christina Lee Brown
10% Owner
Period of report
Sep 8, 2015
Accepted (ET)
Mar 31, 2016 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Dec 8, 2015 | G | 1,875 | $0.00 | D | 251,493 | D | |
| Class A Common | Sep 8, 2015 | G | 67,714 | $0.00 | D | 0 | I | Trust u/a Owsley Brown III |
| Class B Common | holding | — | — | — | 62,404 | I | Blue Heron Holdings LLC | |
| Class B Common | holding | — | — | — | 1,980 | I | Christina Brown IRA | |
| Class A Common | holding | — | — | — | 3,330,114 | I | Olympus Three LLC | |
| Class B Common | holding | — | — | — | 6,703,641 | I | Olympus Three LLC | |
| Class A Common | holding | — | — | — | 504,775 | I | Owsley Brown II 1994 GRAT | |
| Class B Common | holding | — | — | — | 126,193 | I | Owsley Brown II 1994 GRAT | |
| Class A Common | holding | — | — | — | 1,277,100 | I | Polaris LLC | |
| Class B Common | holding | — | — | — | 343,600 | I | Polaris LLC |
Table II — derivative securities
No Table II lines on this filing.