SEC Form 4 · accession 0000014693-16-000087

BROWN FORMAN CORP · BF-A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Brooke Brown Barzun

10% Owner

Period of report

Sep 8, 2015

Accepted (ET)

Mar 31, 2016 · 5:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014693

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common	Dec 10, 2015	G	792	$0.00	D	236,963	D
Class A Common	Dec 8, 2015	G	125	$0.00	A	237,088	D
Class A Common	Dec 8, 2015	G	125	$0.00	A	3,646	I	By Spouse
Class A Common^F1	Dec 9, 2015	G	13,626	$0.00	A	30,472	I	OB3 GST Exempt Trust
Class A Common	Dec 9, 2015	G	5,358	$0.00	A	5,358	I	OB3 GST Non-Exempt Trust
Class A Common	Dec 8, 2015	G	125	$0.00	A	4,740	I	Trust fbo Child-1
Class A Common	Dec 8, 2015	G	125	$0.00	A	8,554	I	Trust fbo Child-2
Class A Common	Dec 8, 2015	G	125	$0.00	A	8,554	I	Trust fbo Child-3
Class A Common	Sep 8, 2015	G	67,714	$0.00	D	0	I	Trust fbo Owsley Brown III
Class B Common	holding	—	—		—	27,381	D
Class A Common	holding	—	—		—	126,948	I	BBB 2002 GRAT
Class B Common	holding	—	—		—	22,897	I	BBB 2002 GRAT
Class A Common	holding	—	—		—	9,813	I	BBB 2010 GRAT
Class A Common	holding	—	—		—	41,748	I	BBB 2011 GRAT
Class B Common	holding	—	—		—	4,225	I	BBB 2011 GRAT
Class A Common	holding	—	—		—	205,527	I	BBB Revocable Trust
Class B Common	holding	—	—		—	17,250	I	BBB Revocable Trust
Class B Common	holding	—	—		—	946	I	By Spouse
Class B Common	holding	—	—		—	45,671	I	CLB 2012 Trust
Class A Common	holding	—	—		—	2,290	I	CLB 2012 Trust
Class A Common	holding	—	—		—	196,272	I	CLB Grandchildren Eq. Tr.
Class B Common	holding	—	—		—	122,685	I	CLB Grandchildren Eq. Tr.
Class A Common	holding	—	—		—	18	I	Eleanor Lee Trusts
Class B Common	holding	—	—		—	12,895	I	Eleanor Lee Trusts
Class B Common	holding	—	—		—	51,440	I	GST Exempt QTIP Trust
Class B Common	holding	—	—		—	201,736	I	GST Non-Exempt QTIP Trust
Class A Common	holding	—	—		—	740,610	I	Guilford-Brown LP
Class A Common	holding	—	—		—	150,000	I	Hackberry 2010 LLC
Class B Common	holding	—	—		—	546	I	Hebe Exempt Trust
Class A Common	holding	—	—		—	316,837	I	Hebe Three Limited Partnership

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Formerly known as Trust fbo OB3.