SEC Form 4 · accession 0001469134-17-000103
First Community Financial Partners, Inc. · FCFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Sohol
Director
Period of report
Jun 6, 2017
Accepted (ET)
Jun 12, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | M | 3,082 | $4.00 | A | 3,082 | I | By spouse |
| Common Stock | Jun 6, 2017 | M | 6,552 | $7.50 | A | 505,944 | D | |
| Common Stock | holding | — | — | — | 13,800 | I | By minor children for which Mr. Sohol is custodian |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $4.00 | Jun 6, 2017 | M | 3,082 | D | Mar 12, 2013 | Mar 12, 2023 | Common Stock | 3,082 | 0 | I |
| Stock Options | $7.50 | Jun 6, 2017 | A | 6,552 | D | Jul 1, 2010 | Jul 1, 2017 | Common Stock | 6,552 | 0 | D |
| Stock Options | $5.20 | holding | — | — | — | Jan 1, 2018 | Jan 1, 2025 | Common Stock | 7,500 | 7,500 | D |
| Common Stock | $11.70 | holding | — | — | — | Jan 1, 2018 | Jan 1, 2028 | Common Stock | 7,500 | 7,500 | D |
| Stock Options | $7.24 | holding | — | — | — | Jan 1, 2017 | Jan 1, 2026 | Common Stock | 7,500 | 7,500 | D |
| Stock Options | $5.00 | holding | — | — | — | Jul 21, 2007 | Jul 21, 2019 | Common Stock | 22,500 | 22,500 | D |