SEC Form 4 · accession 0001469134-17-000102
First Community Financial Partners, Inc. · FCFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G. Morrissette
Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 12, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 39,996 | $5.00 | A | 131,903 | D | |
| Common Stock | holding | — | — | — | 164,906 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.00 | Jun 9, 2017 | M | 39,996 | D | Jul 21, 2007 | Jul 21, 2017 | Common Stock | 39,996 | 0 | D |
| Stock Options | $5.00 | holding | — | — | — | Jul 21, 2007 | Jul 21, 2019 | Common Stock | 30,000 | 30,000 | D |
| Stock Options | $7.24 | holding | — | — | — | Jan 1, 2017 | Jan 1, 2026 | Common Stock | 7,500 | 7,500 | D |
| Stock Options | $11.70 | holding | — | — | — | Jan 1, 2018 | Jan 1, 2027 | Common Stock | 7,500 | 7,500 | D |
| Stock Options | $5.20 | holding | — | — | — | Jan 1, 2018 | Jan 1, 2025 | Common Stock | 7,500 | 7,500 | D |