SEC Form 4 · accession 0001469134-17-000050
First Community Financial Partners, Inc. · FCFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Roe
Officer — President & COO · Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 24, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2017 | M | 3,653 | $4.00 | A | 164,370 | I | By trust for which Mr. Roe is trustee |
| Common Stock | holding | — | — | — | 23,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $4.00 | Feb 15, 2017 | M | 3,653 | D | Mar 12, 2013 | Mar 12, 2023 | Common Stock | 3,653 | 0 | D |