SEC Form 4 · accession 0001469134-17-000049
First Community Financial Partners, Inc. · FCFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Pommerening
Director
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2017 | M | 2,250 | $4.00 | A | 51,249 | D | |
| Common Stock | holding | — | — | — | 40,492 | I | By Arrowhead Enterprise, LLC | |
| Common Stock | holding | — | — | — | 6,950 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $4.00 | Feb 22, 2017 | M | 2,250 | D | Mar 12, 2013 | Mar 12, 2023 | Common Stock | 2,250 | 0 | D |
| Stock Options | $11.70 | holding | — | — | — | Jan 1, 2018 | Jan 1, 2028 | Common Stock | 7,500 | 7,500 | D |
| Stock Options | $7.24 | holding | — | — | — | Jan 1, 2017 | Jan 1, 2026 | Common Stock | 7,500 | 7,500 | D |
| Stock Options | $5.20 | holding | — | — | — | Jan 1, 2018 | Jan 1, 2025 | Common Stock | 7,500 | 7,500 | D |