SEC Form 4 · accession 0001469134-17-000040
First Community Financial Partners, Inc. · FCFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Barr
Director
Period of report
Feb 3, 2017
Accepted (ET)
Feb 10, 2017 · 11:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2017 | C | 40,000 | $7.50 | A | 248,590 | D | |
| Common Stock | holding | — | — | — | 355,492 | I | By spouse | |
| Common Stock | holding | — | — | — | 22,039 | I | By The Barr Group profit sharing plan | |
| Common Stock | holding | — | — | — | 15,000 | I | By a trust which Mr. Barr is trustee | |
| Common Stock | holding | — | — | — | 12,200 | I | By minor child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $7.50 | Feb 3, 2017 | A | 40,000 | A | Jul 21, 2007 | Jul 1, 2017 | Common Stock | 40,000 | 0 | D |
| Stock Options | $7.24 | holding | — | — | — | Jan 1, 2017 | Jan 1, 2026 | Common Stock | 15,000 | 15,000 | D |
| Warrants | $4.00 | holding | — | — | — | Mar 12, 2013 | Mar 12, 2023 | Common Stock | 0 | 0 | I |
| Stock Options | $5.00 | holding | — | — | — | Jul 21, 2007 | Jul 21, 2019 | Common Stock | 45,000 | 45,000 | D |
| Stock Options | $5.20 | holding | — | — | — | Jan 1, 2018 | Jan 1, 2025 | Common Stock | 15,000 | 15,000 | D |
| Warrants | $4.00 | holding | — | — | — | Mar 12, 2013 | Mar 12, 2023 | Common Stock | 0 | 0 | I |
| Common Stock | $11.70 | holding | — | — | — | Jan 1, 2018 | Jan 1, 2028 | Common Stock | 15,000 | 15,000 | D |