SEC Form 4 · accession 0001469134-16-000215
First Community Financial Partners, Inc. · FCFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Barr
Director
Period of report
Sep 22, 2016
Accepted (ET)
Sep 27, 2016 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2016 | M | 6,000 | $4.00 | A | 355,492 | I | By spouse |
| Common Stock | Sep 22, 2016 | M | 7,500 | $4.00 | A | 15,000 | I | By a trust which Mr. Barr is trustee |
| Common Stock | holding | — | — | — | 202,592 | D | ||
| Common Stock | holding | — | — | — | 22,039 | I | By The Barr Group profit sharing plan | |
| Common Stock | holding | — | — | — | 12,200 | I | By minor child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $4.00 | Sep 22, 2016 | M | 7,500 | D | Mar 12, 2013 | Mar 12, 2023 | Common Stock | 7,500 | 0 | I |
| Warrants | $4.00 | Sep 22, 2016 | M | 6,000 | D | Mar 12, 2013 | Mar 12, 2023 | Common Stock | 6,000 | 0 | I |