SEC Form 4 · accession 0001469134-16-000176
First Community Financial Partners, Inc. · FCFP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Pauritsch
Director
Period of report
May 5, 2016
Accepted (ET)
May 5, 2016 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469134
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2016 | M | 1,250 | $4.00 | A | 76,393 | I | By trust for which Mr. Pauritsch is beneficiary |
| Common Stock | holding | — | — | — | 69,345 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $4.00 | May 5, 2016 | M | 1,250 | D | Mar 12, 2013 | Mar 12, 2023 | Common Stock | 1,250 | 1,250 | D |
| Stock Options | $5.20 | holding | — | — | — | Jan 1, 2018 | Jan 1, 2025 | Common Stock | 7,500 | 7,500 | D |
| Stock Options | $7.24 | holding | — | — | — | Jan 1, 2017 | Jan 1, 2026 | Common Stock | 7,500 | 7,500 | D |