SEC Form 4 · accession 0001214659-17-001403
POWIN ENERGY CORP · PWON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zaixiang Liu
Officer — Vice-President
Period of report
Oct 17, 2016
Accepted (ET)
Feb 27, 2017 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 17, 2016 | A | 176,369 | $0.141 | A | 239,869 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were awarded upon retirement of the Reporting Person as compensation for serving on the Issuer's Board of Directors. The retirement date was October 17, 2016. However, the shares were not awarded by the Board of Directors until February 22, 2017, to be effective as of October 17, 2016.
- F2The amount of securities beneficially owned reflects a 1-for-10 reverse stock split in October 2013 of the Reporting Person's previously reported ownership of 635,000 shares.