SEC Form 4 · accession 0001214659-15-005273
POWIN ENERGY CORP · PWON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Lu
Officer — CEO/Director · Director · 10% Owner
Period of report
Jun 30, 2015
Accepted (ET)
Jul 6, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2015 | A | 500 | $0.56 | A | 13,397,090 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were granted as compensation for services as a director of the Issuer.
- F2The shares are held in the name of Joseph Lu Trust and the Mei Yi Lu Living Trust, respectively.