SEC Form 4 · accession 0001123292-16-002158
SecureWorks Corp · SCWX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela Daley
Director
Period of report
Apr 21, 2016
Accepted (ET)
Apr 25, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468666
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 22, 2016 | A | 13,393 | $0.00 | A | 13,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Class A Common StockF2 | $14.00 | Apr 21, 2016 | A | 48,143 | A | — | Apr 21, 2026 | Class A Common Stock | 48,143 | 48,143 | D |
Explanation of responses
- F1Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continuation in service on such vesting date.
- F2The options vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continuation in service on each applicable vesting date.