SEC Form 4 · accession 0002117905-26-000031
Aura Minerals Inc. · AUGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mauad Bruno Sousa
Director
Period of report
Sep 4, 2026
Accepted (ET)
Sep 8, 2026 · 2:41 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001468642
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash-Settled Total Return SwapF2,F1 | — | Sep 4, 2026 | S | 5,527 | D | — | — | Common shares, no par value | 1,842 | 384,171 | I |
Explanation of responses
- F1BDRs are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer.
- F2Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $27.82 using the Banco Central do Brasil's conversion rate as of September 4, 2026.
Remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.