SEC Form 4 · accession 0002117905-26-000029
Aura Minerals Inc. · AUGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mauad Bruno Sousa
Director
Period of report
Sep 2, 2026
Accepted (ET)
Sep 3, 2026 · 6:52 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001468642
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brazilian Depositary ReceiptsF1 | — | Sep 2, 2026 | P | 33,500 | A | — | — | Common shares, no par value | 11,167 | 13,611,068 | I |
| Brazilian Depositary ReceiptsF2,F1 | — | Sep 2, 2026 | S | 52,908 | D | — | — | Common shares, no par value | 17,636 | 13,558,160 | I |
| Cash-Settled Total Return SwapF3,F1 | — | Sep 2, 2026 | S | 22,000 | D | — | — | Common shares, no par value | 7,333 | 48,153 | I |
| Cash-Settled Total Return SwapF3,F1 | — | Sep 2, 2026 | S | 11,500 | D | — | — | Common shares, no par value | 3,833 | 389,698 | I |
Explanation of responses
- F1BDRs are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer.
- F2The price reported is a weighted average price. These BDRs were sold in multiple transactions at prices ranging from $27.99 to $28.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of BDRs sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The weighted average price, R$144.11 Brazilian reais ("BRL") per BDR, has been converted to U.S. dollars ("USD") using the Banco Central do Brasil's conversion rate as of September 2, 2026.
- F3Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $27.81 using the Banco Central do Brasil's conversion rate as of September 2, 2026.
Remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.