SEC Form 4 · accession 0002117905-26-000026
Aura Minerals Inc. · AUGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mauad Bruno Sousa
Director
Period of report
Aug 28, 2026
Accepted (ET)
Sep 1, 2026 · 7:50 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001468642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 28, 2026 | P | 26,018 | $82.5743 | A | 191,374 | I | By Kapitalo Investimentos |
| Common SharesF2 | Aug 28, 2026 | P | 61,552 | $83.5822 | A | 252,926 | I | By Kapitalo Investimentos |
| Common SharesF3 | Aug 28, 2026 | P | 38,430 | $84.3175 | A | 291,356 | I | By Kapitalo Investimentos |
| Common Shares | Aug 28, 2026 | P | 126,000 | $89.36 | A | 417,356 | I | By Kapitalo Investimentos |
| Common SharesF4 | Aug 28, 2026 | S | 9,410 | $84.415 | D | 407,946 | I | By Kapitalo Investimentos |
| Common SharesF5 | Aug 28, 2026 | S | 36,300 | $85.2855 | D | 371,646 | I | By Kapitalo Investimentos |
| Common SharesF6 | Aug 28, 2026 | S | 8,201 | $86.5039 | D | 363,445 | I | By Kapitalo Investimentos |
| Common SharesF7 | Aug 28, 2026 | S | 103,589 | $87.4672 | D | 259,856 | I | By Kapitalo Investimentos |
| Common SharesF10 | Aug 28, 2026 | C | 10,385 | $82.5815 | A | 270,241 | I | By Kapitalo Investimentos |
| Common SharesF11 | Aug 28, 2026 | C | 17,118 | $83.4283 | A | 287,359 | I | By Kapitalo Investimentos |
| Common SharesF12 | Aug 28, 2026 | C | 2,497 | $83.9434 | A | 289,856 | I | By Kapitalo Investimentos |
| Common SharesF13 | Aug 28, 2026 | C | 1,000 | $84.9771 | A | 290,856 | I | By Kapitalo Investimentos |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brazilian Depositary ReceiptsF9,F8 | — | Aug 28, 2026 | S | 200,000 | D | — | — | Common shares, no par value | 66,667 | 13,712,369 | I |
| Brazilian Depositary ReceiptsF14,F8 | — | Aug 28, 2026 | C | 91,832 | D | — | — | Common shares, no par value | 30,611 | 13,620,537 | I |
| Brazilian Depositary ReceiptsF15,F8 | — | Aug 28, 2026 | C | 1,168 | D | — | — | Common shares, no par value | 389 | 13,619,369 | I |
Explanation of responses
- F1The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $82.00 to $82.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F10The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $81.98 to $82.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (10) to this Form 4. The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.
- F11The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $82.94 to $83.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (11) to this Form 4. The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.
- F12The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $83.89 to $84.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (12) to this Form 4. The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.
- F13The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $84.86 to $84.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (13) to this Form 4. The source of funds for the purchase was the sale of an equivalent number of BDRs, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table II below.
- F14The price reported is a weighted average price. These BDRs were sold in multiple transactions at prices ranging from $27.35 to $28.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of BDRs sold at each separate price within the ranges set forth in footnote (14) to this Form 4. The weighted average price, R$144.11 Brazilian reais ("BRL") per BDR, has been converted to U.S. dollars ("USD") using the Banco Central do Brasil's conversion rate as of August 28, 2026. The proceeds of the sale were used to purchase an equivalent number of common shares, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table I above.
- F15The price reported is a weighted average price. These BDRs were sold in multiple transactions at prices ranging from $28.33 to $28.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of BDRs sold at each separate price within the ranges set forth in footnote (15) to this Form 4. The weighted average price, R$147.63 Brazilian reais ("BRL") per BDR, has been converted to U.S. dollars ("USD") using the Banco Central do Brasil's conversion rate as of August 28, 2026. The proceeds of the sale were used to purchase an equivalent number of common shares, therefore effectively converting the interest in BDRs to an equivalent interest in common shares. See corresponding transaction in table I above.
- F2The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $82.95 to $83.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $83.90 to $84.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (3) to this Form 4.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.00 to $84.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- F5The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.96 to $85.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
- F6The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.90 to $86.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
- F7The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.86 to $87.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.
- F8BDRs are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer.
- F9The price reported is a weighted average price. These BDRs were sold in multiple transactions at prices ranging from $27.66 to $27.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of BDRs sold at each separate price within the ranges set forth in footnote (9) to this Form 4. The weighted average price, R$144.49 Brazilian reais ("BRL") per BDR, has been converted to U.S. dollars ("USD") using the Banco Central do Brasil's conversion rate as of August 28, 2026.
Remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.