SEC Form 4 · accession 0002117905-26-000009
Aura Minerals Inc. · AUGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mauad Bruno Sousa
Director
Period of report
Jun 5, 2026
Accepted (ET)
Jun 9, 2026 · 5:26 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001468642
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brazilian Depositary ReceiptsF1,F2 | — | Jun 5, 2026 | J | 47,040 | D | — | — | Common Shares, no par value | 15,680 | 15,922,182 | I |
| Securities Lending AgreementF3,F2 | — | Jun 5, 2026 | J | 47,040 | A | — | — | Common Shares, no par value | 15,680 | 15,969,222 | I |
| Brazilian Depositary ReceiptsF1,F2 | — | Jun 8, 2026 | J | 24,683 | D | — | — | Common Shares, no par value | 8,228 | 15,944,539 | I |
| Securities Lending AgreementF3,F2 | — | Jun 8, 2026 | J | 24,683 | A | — | — | Common Shares, no par value | 8,228 | 15,969,222 | I |
Explanation of responses
- F1Brazilian Depositary Receipts ("BDR") are certificates representing Common Shares, no par value ("Common Shares") of the Issuer. Three BDRs represent one Common Share of the Issuer.
- F2The securities are owned directly by entities managed by Kapitalo Investimentos Ltda. ("Kapitalo") and may be deemed to be indirectly beneficially owned by Bruno Sousa Mauad, a partner of Kapitalo.
- F3Certain clients managed by Kapitalo entered into securities lending agreements whereby title to the securities of the Issuer transferred to a counterparty for the duration of the arrangement. Notwithstanding the foregoing transactions, such clients may be deemed to continue to have beneficial ownership over the securities reported herein as the arragngement may be discontinued at any time by the clients.
Remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.