SEC Form 4 · accession 0002117905-26-000007
Aura Minerals Inc. · AUGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mauad Bruno Sousa
Director
Period of report
Jun 2, 2026
Accepted (ET)
Jun 4, 2026 · 8:51 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001468642
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares no par valueF4,F3 | Jun 3, 2026 | P | 2,800 | $64.95 | A | 437,765 | I | (3) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brazilian Depository ReceiptsF2,F3,F1 | — | Jun 2, 2026 | P | 10,000 | A | — | — | Common shares, no par value | 3,333 | 15,969,222 | I |
Explanation of responses
- F1Brazilian Depositary Receipts ("BDR") are certificates representing Common Shares, no par value ("Common Shares") of the Issuer. Three BDRs represent one Common Share of the Issuer.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions, however all of then were sold for about 22.35 USD.The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4;
- F3The securities are owned directly by entities managed by Kapitalo Investimentos Ltda. ("Kapitalo") and may be deemed to be indirectly beneficially owned by Bruno Sousa Mauad, a partner of Kapitalo
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64,20 to $65,44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4;
Remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.