SEC Form 4 · accession 0000950103-26-014137
Aura Minerals Inc. · AUGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cardoso Joao Kleber Dos Santos
Officer — CFO and Corporate Secretary
Period of report
Sep 15, 2026
Accepted (ET)
Sep 17, 2026 · 5:38 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001468642
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $86.30 | Sep 15, 2026 | A | 33,790 | A | — | Jan 29, 2035 | Common Shares | 33,790 | 33,790 | D |
| Stock Option (right to buy)F2 | $86.30 | Sep 15, 2026 | A | 33,791 | A | — | Jan 29, 2036 | Common Shares | 33,791 | 33,791 | D |
| Stock Option (right to buy)F3 | $86.30 | Sep 15, 2026 | A | 33,791 | A | — | Jan 29, 2037 | Common Shares | 33,791 | 33,791 | D |
Explanation of responses
- F1Reflects stock options to purchase Common Shares. These stock options were granted on September 15, 2026 and vest in three annual installments starting on January 29, 2027
- F2Reflects stock options to purchase Common Shares. These stock options were granted on September 15, 2026 and vest in three annual installments starting on January 29, 2028.
- F3Reflects stock options to purchase Common Shares. These stock options were granted on September 15, 2026 and vest in three annual installments starting on January 29, 2029