SEC Form 4 · accession 0001209191-19-017518
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Dirk Allison
Officer — Chief Executive Officer · Director
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2019 | S | 1,359 | $66.05 | D | 50,463 | D | |
| Common Stock | Mar 5, 2019 | S | 1,375 | $62.68 | D | 49,088 | D | |
| Common StockF2 | holding | — | — | — | 700 | I | By Grandchildren |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.
- F2The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
Remarks
Exhibit Index: Exhibit 24 - Power of Attorney for R. Dirk Allison dated November 1, 2016