SEC Form 4 · accession 0001209191-18-060295
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Eos Capital Partners III L P
10% Owner
Eos Partners SBIC III, L.P.
10% Owner
ECP HELIOS PARTNERS III, L.P.
10% Owner
ECP General III, L.P.
10% Owner
Period of report
Nov 27, 2018
Accepted (ET)
Nov 29, 2018 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 27, 2018 | S | 254,520 | $72.00 | D | 2,457,118 | D | |
| Common StockF3,F2 | Nov 27, 2018 | S | 16,140 | $73.23 | D | 2,440,978 | D | |
| Common StockF4,F2 | Nov 27, 2018 | S | 78,915 | $74.31 | D | 2,362,063 | D | |
| Common StockF5,F2 | Nov 27, 2018 | S | 2,825 | $75.21 | D | 2,359,238 | D | |
| Common StockF6,F2 | Nov 28, 2018 | S | 185,417 | $72.19 | D | 2,173,821 | D | |
| Common StockF7,F2,F8 | Nov 28, 2018 | S | 2,183 | $73.08 | D | 2,171,638 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.54, inclusive. The reporting person undertakes to provide to Addus HomeCare Corporation, any security holder of Addus HomeCare Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4), (5), (6) and (7) to this Form 4.
- F2Represents shares of common stock held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Eos Hyperion GP, LLC is the general partner of Helios III. Eos General, L.L.C. is the general partner of Eos Partners, L.P., which is the sole member of Eos SBIC General III, L.L.C., the general partner of SBIC III. Because each of these funds are ultimately under common management that shares the power to direct the voting and disposition of the shares, each of these entities may be deemed to share beneficial ownership of the shares owned by the others. Each of these entities disclaims this beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.88, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.99, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.77, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.91, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.25, inclusive.
- F8Following the reported transactions, 795,556 shares are held by Helios III, 708,538 shares are held by General III and 667,544 shares are held by SBIC III.