SEC Form 4 · accession 0001209191-18-047618
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L First
Director · 10% Owner
Period of report
Aug 20, 2018
Accepted (ET)
Aug 20, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 20, 2018 | S | 1,024,733 | $59.00 | D | 2,711,638 | I | See Footnotes |
| Common Stock | holding | — | — | — | 19,151 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"), of which the reporting person is an affiliate. On August 20, 2018, Eos Capital Partners III, L.P. ("ECP III") sold 1,024,733 shares of the Issuer's shares of common stock. The reporting person disclaims beneficial ownership of the Issuer's common stock held by ECP III, Helios III, General III and SBIC III except to the extent of his pecuniary interest therein.
- F2993,379 shares are held by Helios III, 884,723 shares are held by General III and 833,536 shares are held by SBIC III.
- F3Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
Remarks
Exhibit Index: Exhibit 24 - Power of Attorney for Mark L. First dated November 30, 2016