SEC Form 4 · accession 0001209191-18-047617
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Eos Capital Partners III L P
10% Owner
Eos Partners SBIC III, L.P.
10% Owner
ECP HELIOS PARTNERS III, L.P.
10% Owner
ECP General III, L.P.
10% Owner
Period of report
Aug 20, 2018
Accepted (ET)
Aug 20, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Aug 20, 2018 | S | 1,024,733 | $59.00 | D | 2,711,638 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was made as part of a registered public offering (the "Public Offering") of an aggregate of 2,100,000 shares of common stock of the Issuer (the "Common Stock") by the Issuer and Eos Capital Partners III, L.P. ("ECP III").
- F2Following this reported transaction, ECP III holds no (0) shares, ECP Helios Partners III, L.P. ("Helios III") holds 993,379 shares, ECP General III, L.P. ("General III") holds 884,723 shares and Eos Partners SBIC III, L.P. ("SBIC III") holds 833,536 shares.
- F3Represents shares of common stock held by ECP III, Helios III, General III and SBIC III. ECP III, LLC is the general partner of General III, the general partner of ECP III. Eos Hyperion GP, LLC is the general partner of Helios III. Eos General, L.L.C. is the general partner of Eos Partners, L.P., which is the sole member of Eos SBIC General III, L.L.C., the general partner of SBIC III. Because each of these funds are ultimately under common management that shares the power to direct the voting and disposition of the shares, each of these entities may be deemed to share beneficial ownership of the shares owned by the others. Each of these entities disclaims this beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.