SEC Form 4 · accession 0001209191-18-017372
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Poff
Officer — Chief Financial Officer
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2018 | A | 2,537 | $0.00 | A | 24,623 | D | |
| Common Stock | Mar 5, 2018 | S | 1,240 | $34.06 | D | 23,383 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $37.25 | Mar 2, 2018 | A | 6,161 | A | — | Mar 2, 2028 | Common Stock | 6,161 | 6,161 | D |
| Employee Stock Option (right to buy)F4 | $37.25 | Mar 2, 2018 | A | 30,000 | A | — | Mar 2, 2028 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The shares vest in equal installments on each of the first three anniversaries of the grant date.
- F2This transaction reflects the sale of shares for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted pursuant to the Issuer's 2009 Long-Term Incentive Plan.
- F3The options vest in equal installments on each of the first three anniversaries of the grant date.
- F4The options vest in equal installments on each of the first four anniversaries of the grant date.
Remarks
Exhibit Index: Exhibit 24 - Power of Attorney for Brian Poff dated November 1, 2016