SEC Form 4 · accession 0001209191-18-017367

Addus HomeCare Corp · ADUS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Mar 2, 2018

Accepted (ET)

Mar 6, 2018 · 5:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001468328

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 2, 2018	A	9,866	$0.00	A	42,986	D
Common Stock	Mar 5, 2018	S	911	$34.04	D	42,075	D
Common Stock^F3	holding	—	—		—	700	I	By Grandchildren

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$37.25	Mar 2, 2018	A	23,958	A	—	Mar 2, 2028	Common Stock	23,958	23,958	D
Employee Stock Option (right to buy)^F5	$37.25	Mar 2, 2018	A	75,000	A	—	Mar 2, 2028	Common Stock	75,000	75,000	D

F1The shares vest in equal installments on each of the first three anniversaries of the grant date.
F2This transaction reflects the sale of shares for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted pursuant to the Issuer's 2009 Long-Term Incentive Plan.
F3The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
F4The options vest in equal installments on each of the first three anniversaries of the grant date.
F5The options vest in equal installments on each of the first four anniversaries of the grant date.

Exhibit Index: Exhibit 24 - Power of Attorney for R. Dirk Allison dated November 1, 2016