SEC Form 4 · accession 0001209191-17-040596
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L First
Director · 10% Owner
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2017 | A | 2,024 | $0.00 | A | 17,811 | D | |
| Common StockF2 | holding | — | — | — | 3,736,371 | I | 2,902,835 shares by Eos Capital Partners III, L.P. and 833,536 shares by Eos Partners SBIC, III,L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted to non-employee directors that will vest on the first anniversary of the date of grant.
- F2Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
Remarks
Exhibit Index: Exhibit 24 - Power of Attorney for Mark L. First dated November 30, 2016