SEC Form 4 · accession 0001209191-17-039214
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenda A Belger
Officer — Chief Human Resources Officer
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2017 | M | 5,245 | $20.00 | A | 17,331 | D | |
| Common StockF1 | Jun 8, 2017 | S | 5,245 | $38.51 | D | 12,086 | D | |
| Common Stock | Jun 9, 2017 | M | 1,005 | $20.00 | A | 13,091 | D | |
| Common StockF2 | Jun 9, 2017 | S | 1,005 | $38.94 | D | 12,086 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $20.00 | Jun 8, 2017 | M | 5,245 | D | — | Jun 1, 2026 | Common Stock | 5,245 | 19,755 | D |
| Employee Stock Option (right to buy)F3 | $20.00 | Jun 9, 2017 | M | 1,005 | D | — | Jun 1, 2026 | Common Stock | 1,005 | 18,750 | D |
Explanation of responses
- F1This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $38.30 and $38.75. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- F2This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $38.85 and $39.025. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- F3The options vest in equal installments on each of the first four anniversaries of the grant date.
Remarks
Exhibit Index: Exhibit 24 - Power of Attorney for Brenda Belger dated November 1, 2016