SEC Form 4 · accession 0001209191-17-032345
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 11, 2017 | S | 160,000 | $39.40 | D | 3,736,371 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Eos Capital Partners III, L.P. sold 124,306 shares, and Eos Partners SBIC III, L.P. sold 35,694 shares.
- F2Following this reported transaction, Eos Capital Partners III, L.P. beneficially owns 2,902,835 shares, and Eos Partners SBIC III, L.P. beneficially owns 833,536 shares.
- F3Represents shares of common stock held by Eos Capital Partners III, L.P. ("ECP III") and shares of common stock held by Eos Partners SBIC III., L.P. ("SBIC III"). ECP III, LLC is the general partner of ECP General III, L.P., the general partner of ECP III. Eos General, L.L.C. is the general partner of Eos Partners, L.P., which is the sole member of Eos SBIC General III, L.L.C., the general partner of SBIC III. Because each of these funds are ultimately under common management that shares the power to direct the voting and disposition of the shares, each of these entities may be deemed to share beneficial ownership of the shares owned by the others. Each of these entities disclaims this beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.